The Senior Managers and Certification Regime: Reflections on the first two years

  • 3 July 2018
  • Webcast | Regulation & Compliance
  The Senior Managers and Certification Regime: Reflections on the first two years

The Senior Managers and Certification Regime: Reflections on the first two years

The Senior Managers and Certification Regime (SMCR) has been in force for just over two years. Within that period, firms have experienced a number of risks and challenges, especially in relation to assessing breaches of the Code of Conduct and fitness and propriety issues. 

In this webcast, Robbie Sinclair and Sarah Hitchins, Senior Associates of Allen & Overy, will highlight some of the key risks and challenges that firms have encountered over the past two years in relation to the SMCR, as well as how these risks and challenges have been managed in practice.
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